SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
STRACK DAVID L

(Last) (First) (Middle)
C/O UNION BIOMETRICA, INC.
35 MEDFORD STREET

(Street)
SOMERVILLE MA 02143

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/09/2004
3. Issuer Name and Ticker or Trading Symbol
HARVARD BIOSCIENCE INC [ HBIO ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President of Subsidiary
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Incentive Stock Option (right to buy) (1) 07/31/2011 Common Stock, par value $0.01 per share 20,000 9.98 D
Incentive Stock Option (right to buy) (2) 01/17/2012 Common Stock, par value $0.01 per share 30,000 7.195 D
Incentive Stock Option (right to buy) (3) 08/19/2012 Common Stock, par value $0.01 per share 50,000 4.39 D
Incentive Stock Option (right to buy) (4) 02/24/2013 Common Stock, par value $0.01 per share 20,000 3.01 D
Explanation of Responses:
1. The shares vest in four equal installments on each of the four anniversaries of the option grant beginning July 31, 2002.
2. The shares vest in four equal installments on each of the four anniversaries of the option grant beginning January 1, 2003.
3. The shares vest in four equal installments on each of the four anniversaries of the option grant beginning August 19, 2003.
4. The shares vest in four equal installments on each of the four anniversaries of the option grant beginning January 1, 2004.
/s/ David L. Strack 03/18/2004
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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