If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. Checkbox not checked

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).




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SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D




Comment for Type of Reporting Person:
Note to Rows 7, 9, and 11: Consists of 21,000 shares of Harvard Bioscience, Inc. (the "Issuer") common stock, par value $0.01 per share ("Common Stock") held by William Snider. Note to Rows 8, 10 and 11: Consists of (i) 60,000 shares of Common Stock issuable upon the exercise of warrants held by BroadOak Income Fund, L.P. ("BroadOak Income Fund"); (ii) 15,000 shares of Common Stock issuable upon the exercise of the warrants held by BroadOak Fund VI, L.P. ("BroadOak Fund VI"); and (iii) 750,000 shares of Common Stock issuable upon the conversion of the convertible loan held by BroadOak Income Fund. BroadOak Capital Partners, LLC ("BroadOak Capital Partners") is the parent of BroadOak Income Fund and BroadOak Fund VI (collectively, the "BroadOak Funds"), and as such may be deemed to share beneficial ownership of the shares of Common Stock underlying the warrants and convertible loan held by the BroadOak Funds. William Snider has sole voting and dispositive power over the shares of common stock underlying the warrants and convertible loan held by the BroadOak Funds, and as such may be deemed to share beneficial ownership of such shares. The number of shares held by the Reporting Persons as disclosed in this filing reflects the 10:1 reverse stock split of the Common Stock effected by the Issuer on March 13, 2026 (the "Stock Split"). Note to Row 13: Based on (i) 4,471,989 shares of Common Stock outstanding as of March 5, 2026, as reported in the Issuer's Form 10-K filed with the U.S. Securities and Exchange Commission (the "SEC") on March 13, 2026, as adjusted to reflect the Stock Split, and (ii) assumes the issuance of shares of Common Stock underlying the warrants and convertible loans held by the BroadOak Funds in the following amounts, as adjusted to reflect the Stock Split: with respect to (A) BroadOak Income Fund, 810,000 shares; (B) BroadOak Fund VI, 15,000 shares; and (C) BroadOak Capital Partners and Mr. Snider, 825,000 shares.


SCHEDULE 13D


 
BroadOak Income Fund, L.P.
 
Signature:/s/ William Snider
Name/Title:William Snider, Manager
Date:03/23/2026
 
BroadOak Fund VI, L.P.
 
Signature:/s/ William Snider
Name/Title:William Snider, Manager
Date:03/23/2026
 
BroadOak Capital Partners, LLC
 
Signature:/s/ William Snider
Name/Title:William Snider, Partner
Date:03/23/2026
 
William Snider
 
Signature:/s/ William Snider
Name/Title:William Snider
Date:03/23/2026

EXHIBIT 99.1

 

JOINT FILING AGREEMENT

 

The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him, her or it contained herein, but shall not be responsible for the completeness and accuracy of the information concerning the other entities or persons, except to the extent that he, she or it knows or has reason to believe that such information is inaccurate.

 

 

 

Date: March 23, 2026 BroadOak Income Fund, L.P.
     
  By: /s/ William Snider
  Name: William Snider
  Title: Manager
     
Date: March 23, 2026 BroadOak Fund VI, L.P.
     
  By: /s/ William Snider
  Name: William Snider
  Title: Manager
     
Date: March 23, 2026 BroadOak Capital Partners, LLC
     
  By: /s/ William Snider
  Name: William Snider
  Title: Partner
     
Date: March 23, 2026 William Snider
     
  By: /s/ William Snider